• US Citizen

• Green Card

• EAD (OPT/CPT/GC/H4)

• H1B Work Permit

• Corp-Corp

• W2-Permanent

• W2-Contract

• Contract to Hire

• Consulting/Contract

• UG :- - Not Required

• PG :- - Not Required

• No of position :- ( 1 )

• Post :- 26th Jul 2023

·         9 years Business & Functional Experience

·         Bachelor’s Degree or equivalent work experience in Global markets and/or products

·         Excellent understanding of global markets, processes, and products (Fixed Income and Commodities/Futures Options).

·         Ability to handle multiple projects in a dynamic environment.

·         Include systems knowledge - NASDAQ SMARTS and Actimize specializing in Reg. SHO, Reg. NMS, Market Access, Best Execution, Trade Reporting, and Market Manipulation

·         Understands Front running, insider trading and market manipulation utilizing tools like the SMARTS surveillance system.

·         Understands FINRA ATS, TRACE, OATS and manipulation report cards for patterns of non-compliance.

·         Understands equities advisory and how the supervisory desk works to discuss surveillance findings and remediation.