US Citizen
Green Card
EAD (OPT/CPT/GC/H4)
H1B Work Permit
Corp-Corp
W2-Permanent
W2-Contract
Contract to Hire
Consulting/Contract
UG :- - Not Required
PG :- - Not Required
No of position :- ( 1 )
Post :- 29th Oct 2024
• Operational lead owning and remediating front end & time sensitive issues ensuring trade lifecycle flow.
• Collect, review, and challenge Broadridge Standard Operating Procedures and daily output, working with Broadridge and internal stakeholders to highlight concerns and remediate incidents.
• Ensure Broadridge preparedness on any Industry, Change, and Regulatory initiatives.
• Identify and own opportunities to re-engineer processes & controls from a simplification, cost saving, regulatory, and customer perspective.
• Attendance at regular governance meetings with service providers – ensure issues are raised and actioned, meetings are well documented, required procedural changes are discussed and agreed, audit results are reviewed and addressed.
• Maintaining an effective control environment through review and distribution of policy updates, SOX/RACA identification and creation of controls, adequacy reviews and testing, MI Review and Reporting, and maintenance of governance documentation
• Effectively manage key relationships and work closely with regional and global teams across the organization including front office, operations, compliance, finance, and technology.
• Perform and deliver project work in collaboration with other teams, regionally and globally, to align with the bank’s strategy.
• Regular reporting to management on status of outsourced and offshored activities, with particular attention to any risks, issues, and remediation actions.